GERSHON, United States District Judge:
Petitioner Shahawar Matin Siraj, through counsel, moves to vacate his conviction and sentence under 28 U.S.C. § 2255. Following a jury trial, petitioner was convicted of four conspiracy counts related to a scheme to commit a terrorist attack at the 34th Street-Herald Square subway station in Manhattan. This court sentenced Siraj to 30 years' imprisonment for his role in the conspiracy. Siraj's conviction was affirmed by opinion, in United States v. Siraj, 533 F.3d 99 (2d Cir.2008), and summary order, United States v. Siraj, No. 07-0224-cr, 2008 WL 2675826 (2d Cir. July 9, 2008). The Supreme Court denied Siraj's petition for a writ of certiorari.
Siraj now presents a single claim of ineffective assistance of counsel, alleging that his trial counsel failed to properly advise him during plea negotiations in two respects. Principally, Siraj asserts that he was not adequately advised that the defense of withdrawal from the conspiracy, a defense he believed was sound, was not a viable defense; had he been so advised, he says that he would have favorably considered a plea of guilty. Secondly, he argues that his lawyers' advice that the defense of entrapment had a "50/50" chance of success at trial was an overestimate; once again, he says that he would have favorably considered pleading guilty to the charges had he known that this defense was less likely to succeed. Since the undisputed facts conclusively show that Siraj is entitled to no relief, the petition is denied without a hearing.
A prisoner held in federal custody may "move the court which imposed the sentence to vacate, set aside, or correct the sentence." 28 U.S.C. § 2255(a). To obtain relief under section 2255, a petitioner must establish that the sentenced imposed was, among other grounds, "in violation of the Constitution or laws of the United States." Id. The Sixth Amendment guarantees the right to effective assistance of counsel at all "critical stages of a criminal proceeding," United States v. Wade, 388 U.S. 218, 226, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967), including during, the pleabargaining process, see, e.g., Padilla v. Kentucky, 559 U.S. 356, 373-74, 130 S.Ct. 1473, 1486, 176 L.Ed.2d 284 (2010). While a criminal defendant "has no right to be offered a plea ... nor a federal right that the judge accept it," Missouri v. Frye, ___ U.S. ___, 132 S.Ct. 1399, 1410, 182 L.Ed.2d 379 (2012), "[i]f a plea bargain has been offered, a defendant has the right to effective assistance of counsel in considering whether to accept it," Lafler v. Cooper, 566 U.S. ___, 132 S.Ct. 1376, 1387, 182 L.Ed.2d 398 (2012). See also Gonzalez v. United States, 722 F.3d 118, 129-31 (2d Cir.2013).
Claims of ineffective assistance of counsel in the plea context, like other ineffectiveness claims, are governed by the familiar standard set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). See Frye, 132 S.Ct. at 1405 (citing Hill v. Lockhart, 474 U.S. 52, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985)). To succeed on such a claim, a petitioner must first "show that counsel's representation fell below an objective standard of reasonableness," that is, that "counsel made errors so serious that counsel was not functioning as the `counsel' guaranteed the defendant by the Sixth Amendment." Strickland, 466 U.S. at 687-88, 104 S.Ct. 2052. To provide constitutionally adequate representation during plea negotiations, a lawyer must generally advise the client of any offer that the government extends, Frye, 132 S.Ct. at 1408 (citing Pham v. United States, 317 F.3d 178, 183 (2d Cir.2003)); outline "the strengths and weaknesses of the case against him," Purdy v. United States, 208 F.3d 41, 45 (2d Cir.2000); and provide an estimate of the defendant's sentencing exposure at trial, id. Judicial review of counsel's performance is "highly deferential," and courts "must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance." Strickland, 466 U.S. at 689, 104 S.Ct. 2052.
Second, petitioner must establish that "the deficient performance prejudiced the defense," id. at 687, 104 S.Ct. 2052,
Lafler, 132 S.Ct. at 1385. At bottom, the "defendant must show the outcome of the plea process would have been different with competent advice." Id. at 1384.
In response to a section 2555 motion, the district court must hold a hearing "[u]nless the motion and the files and records of the case conclusively show that the petitioner is entitled to no relief." 28 U.S.C. § 2255(b); see also Pham, 317 F.3d at 185 (motions that present facially valid claims are not subject to summary dismissal). With respect to claims of ineffectiveness of counsel, the petitioner need establish only that he has a "plausible" claim of ineffective assistance, not that "he will necessarily succeed on the claim." Armienti v. United States, 234 F.3d 820, 823 (2d Cir.2000) (internal quotations omitted). Viewing the evidentiary proffers and the record "in the light most favorable to the petitioner," the court must determine whether "the petitioner, who has the burden, may be able to establish at a hearing a prima facie case for relief." Puglisi v. United States, 586 F.3d 209, 213 (2d Cir. 2009). However, "[i]f it plainly appears from the motion, any attached exhibits, and the record of prior proceedings that the moving party is not entitled to relief, the judge must dismiss the motion." Id. (internal quotations omitted).
In moving to vacate his sentence pursuant to 28 U.S.C. § 2255, Siraj claims that his trial counsel's performance during the plea-bargaining process fell below an "objective standard of reasonableness" in two respects: first, that trial counsel failed to advise him that his trial testimony would be insufficient to establish the defense of withdrawal from the conspiracy to commit a terrorist attack at the 34th Street-Herald Square subway station; and second, that trial counsel overestimated the strength of his entrapment defense. Petitioner argues that, had he been properly advised, he "would have accepted" either of the two plea offers he contends the government extended to him during the pretrial process. See Decl. of Shahawar Matin Siraj ("Siraj Decl.") ¶ 15.
During plea negotiations, a lawyer must generally advise the client of any plea offers, discuss the strengths and weaknesses of the government's case, and estimate the defendant's sentencing exposure if he proceeds to trial. See Frye, 132 S.Ct. at 1408; Pham, 317 F.3d at 183; Purdy, 208 F.3d at 45. The undisputed record affirmatively establishes that Siraj's attorneys kept him advised of the plea overtures made by the government, see, e.g., Siraj Decl. ¶¶ 10, 13; gave him their advice about the government's evidence against him, and the likelihood or unlikelihood of his defenses being successful, id. ¶¶ 8, 11, 13; and provided an estimate of his sentencing exposure at trial, as compared to the significantly lower numbers discussed in the plea negotiations, id. ¶¶ 10-11, 13.
With respect to petitioner's specific claims of ineffective assistance, Siraj first contends that his trial counsel failed to advise him that his trial testimony would be insufficient to support the defense of withdrawal from the conspiracy. The declarations of petitioner, his habeas counsel, and his principal trial counsel establish that trial counsel advised Siraj that the recorded evidence of petitioner's final meeting with co-conspirator James Elshafay and government informant Osama Eldawoody on August 23, 2004—which revealed that Siraj agreed to act as a lookout during the planned terrorist attack—did not support a potential withdrawal defense.
During the course of pretrial discovery, the government had provided defense counsel with tapes of recorded conversations between Siraj, Elshafay, and Eldawoody. These tapes, which were part of the government's evidence at trial, established that Siraj was the principal architect of the plan to bomb the 34th Street-Herald Square subway station. Siraj identified the 34th Street subway station as a potential target for a terrorist attack; surveyed the subway station, first on his own, and then with Elshafay and Eldawoody; devised means to evade detection by law enforcement officials during these visits; and formulated plans on where best to place the bombs. The recording of petitioner's last meeting with Elshafay and Eldawoody on August 23, 2004, further established that petitioner, despite vacillating and expressing misgivings about going forward with the conspiracy, ultimately agreed to act as a lookout during the planned attack on the 34th Street-Herald Square subway station.
Trial counsel reviewed these tapes with Siraj, who professed that, by the end of the August 23, 2004 meeting with Eldawoody and Elshafay, he had determined to back out of the planned attack. It is undisputed that counsel advised petitioner that the contents of the recording of the August 23, 2004 meeting did not establish a withdrawal defense. Siraj Decl. ¶ 8 (conceding that his attorneys told him "that the tape itself probably would not establish a defense because I stated I would be a lookout"); Boyle Decl. ¶ 40 (affirming that counsel told Siraj that his recorded statements "did not constitute a defense to the charges").
Siraj does not contend that counsel's advice in this respect was deficient. Rather, he alleges that he was unaware that, even if he explained at trial that by the end of his last meeting with Eldawoody and Elshafay, he "had no intention of participating in the plan and in [his] own mind had left it," Siraj Decl. ¶ 7, this additional
Notably, however, Siraj does not claim that defense counsel ever so much as suggested that a withdrawal defense would be available under the facts of his case.
Turning to his secondary claim, Siraj argues that, based on the actual trial testimony, counsel's advice that his entrapment defense had a "50/50" chance of succeeding at trial grossly overstated the actual likelihood of success, thereby causing him to reject the government's plea overtures. See Pet'r's Mem., at 11. This claim also lacks merit. Critically, nowhere does Siraj assert that he would have pled guilty had he known that his chances of success on the entrapment defense were less than 50%. To the contrary, he claims only that he would have pled guilty if he had known that he would have to rely solely on an entrapment defense, i.e., that the withdrawal defense was not viable. Siraj Decl. ¶ 15. Accordingly, even if Siraj could show that counsel's estimate was not professionally sound, he cannot establish that he was prejudiced as a result.
In any event, on the facts known to defense counsel before trial, the "50/50" estimate cannot be viewed as beyond the realm of professionally reasonable advice. To establish the affirmative defense of entrapment, a defendant must make an initial showing that the government induced him to commit the charged crime; if the defendant does so, the burden then shifts to the government to prove beyond a reasonable doubt that the defendant was predisposed to commit the crime. United States v. Brand, 467 F.3d 179, 189 (2d Cir.2006).
In arguing that counsel's estimate of a 50% chance of prevailing on the entrapment
On summation, defense counsel emphasized numerous factors supporting the defense theory that government informant Osama Eldawoody induced petitioner to conspire to commit an attack at the 34th Street-Herald Square subway station. Counsel argued that Siraj was desperate for Eldawoody's approval and was easily swayed, particularly because Eldawoody was twice the age of the young defendant. Trial Tr. 3634. He stressed that Eldawoody represented himself to be a nuclear scientist and Islamic scholar, and that the defendant looked up to him as a big brother. Id. 3634-37. He also relied on the testimony of defendant's mother as to how impressed the defendant was by Eldawoody, with whom he spent a great deal of time.
Defense counsel emphasized that Siraj had never committed any crimes until he met Eldawoody and that it was only after Eldawoody used his position of influence over the younger Siraj that Siraj became willing to commit a terrorist act. Id. 3632-37. Counsel argued that, during the first three months that Eldawoody visited the Bay Ridge bookstore where Siraj worked, all of the conversations between Eldawoody and Siraj were non-violent. See id. 3634-35. Then, according to defense counsel, it was Eldawoody who first brought up the idea of a terrorist attack using a dirty bomb and volunteered that he knew how to make one, but even then nothing of significance was discussed during the next four months. Id. 3635-40. Counsel argued that, during that period, Eldawoody continued to work on petitioner, becoming his confidant in Islam and inciting him with stories and pictures of Muslims being humiliated by Americans at Abu Ghraib, in a persistent effort to induce Siraj to commit violent acts. Id. 3639-54.
All of these arguments in support of inducement were based upon evidence presented at the trial, including the testimony of the defendant. That the jury, based upon other evidence presented by the government, chose not to accept this version of events does not render counsel's pretrial assessment of petitioner's chances unconstitutionally defective. See Lafler, 132 S.Ct. at 1391 (observing that "an erroneous strategic prediction about the outcome of a trial is not necessarily deficient performance").
At trial, Siraj testified that, prior to meeting Eldawoody, he had never considered committing violent acts, see, e.g., Trial Tr. 2847, and that he had never talked about supporting terrorism, id. 2272-92. As petitioner's habeas counsel acknowledges, however, the entrapment defense was significantly undermined by the rebuttal testimony of an undercover NYPD officer, under the name Kamil Pasha. Boyle Decl. ¶ 14 n. 2. Pasha related that, prior to meeting Eldawoody, Siraj had made numerous statements that tended to prove his predisposition to commit the charged crimes. Id. Petitioner's counsel further
In sum, counsel's advice that there was a "50/50" chance of success on the entrapment defense cannot be said to be outside "the wide range of reasonable professional assistance." Strickland, 466 U.S. at 689, 104 S.Ct. 2052.
For the reasons discussed above, petitioner's motion to vacate his conviction and sentence under 28 U.S.C. § 2255 is DNIED. Because petitioner has not "made a substantial showing of the denial of a constitutional right," a certificate of appealability will not issue. 28 U.S.C. § 2253.
